Regulatory Disclosure - Shobe Financial Group

Regulatory Disclosure


Shobe & Associates, Inc. (SAI), dba The Shobe Financial Group, is a corporation formed under the laws in the State of Louisiana, and is registered with the Securities and Exchange Commission as an independent Registered Investment Advisory firm. SAI only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements.   SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability.  The firm is not engaged in the practice of law or accounting. Always consult an attorney or tax professional regarding your specific legal or tax situation.

Edward L. Shobe, Jason P. Windham, Craig Kliebert, Zainab Gandhi, Corey P. Luckett, Erin S. Sibley, Joseph G. Dearman, Bailey McNamara, Mason Goynes, Shawna Goodly and  Connie Lieux are registered representatives with Raymond James Financial Services, Inc. Raymond James Financial Advisors may only conduct business with residents of the states for which they are properly registered. Information contained herein is intended for use by individuals residing in states where a member of the SAI staff is registered or where an exception from registration is available, and no new account will be accepted unless and until all local regulations have been satisfied. A response to a request for information may be delayed in order to confirm necessary registration. Please note that not all the investments and services mentioned are available in every state.

Articles may have been prepared by a third-party content provider or Raymond James and not the advisor. Content should not be regarded as a complete analysis of subjects discussed. Although we believe the content is accurate and reliable, it is not guaranteed and does not purport to be complete nor is not intended to be the primary basis for investment or other decisions. All expressions of opinion reflect the judgment of the authors on the date of publication and are subject to change. Content should not be viewed as personalized investment advice or as an offer to buy or sell, or a solicitation of any offer to buy or sell the securities mentioned herein. A professional adviser should be consulted before implementing any of the strategies presented.

Hyperlinks on this website are provided as a convenience and we disclaim any responsibility for information, services or products found on websites linked hereto.

All investment strategies have the potential for profit or loss. Asset allocation and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for a client’s investment portfolio. Charts and graphs do not represent the performance of SAI or any of its advisory. Historical performance returns for investment indexes and/or categories, usually do not deduct transaction and/or custodial charges or an advisory fee, which would decrease historical performance results. There are no assurances that a client’s portfolio will match or outperform any particular benchmark.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.